Glossary
Every term between trade and settlement.
The governance and maintenance of static data that financial systems depend on — instrument identifiers, counterparty LEIs, and settlement rules — to process transactions correctly.
A registered wallet is an approved blockchain address linked to a verified participant or account for controlled holding and transfer of tokenized securities.
The post-trade obligation to submit structured trade data — transactions, positions, and order lifecycle events — to regulators under MiFID II, EMIR, Dodd-Frank, and CAT to establish the supervisory record of each trade.
Reversal controls govern exceptional remediation of tokenized positions after errors, lost tokens, compromise, or other defined conditions requiring intervention.
RIA trading platform post-trade is the adviser workflow that verifies model-driven trades after execution across client accounts, allocations, restrictions, custodian feeds, corrections, reconciliation, and audit evidence.
SEC rule requiring broker-dealers to hold customer securities in possession or control and fund the Special Reserve Bank Account through the reserve formula.
The SEC rule requiring registered broker-dealers to create and maintain current books and records for every securities transaction - including the blotter, general ledger, customer account ledgers, order tickets, and net capital computation.
Rule 17a-5 requires registered broker-dealers to file periodic FOCUS Reports and annual audited financial statements with their designated examining authority and the SEC.
RWA settlement operations is the institutional workflow for settling tokenized real-world asset transfers against an on-chain payment leg, with programmable compliance enforcement and continuous oracle-based valuation.