Glossary
Every term between trade and settlement.
Software that automates daily comparison of internal position records against custodian statements, prime broker reports, and on-chain ledger state, surfacing breaks before they affect Rule 15c3-3 determinations, NAV, or securities count obligations.
The technology layer that turns post-trade activity into an exam-ready compliance record: audit trail, supervisory controls, and books and records under SEC and FINRA rules.
Technology automating post-execution back-office workflows — trade capture, confirmation, settlement, reconciliation, position management, and regulatory compliance.
Unified prime broker infrastructure delivering execution, custody, margin, and securities lending across traditional and digital assets from a single real-time system of record.
Broker-dealer service providing hedge funds with margin financing, securities lending, custody, and clearing through give-up arrangements — governed by a Prime Brokerage Agreement, ISDA Master Agreement, and FINRA Rule 4210.