Glossary

Every term between trade and settlement.

Investment Book of Record

The IBOR — a real-time position record used by investment managers, capturing unsettled trades, accruals, and corporate actions ahead of custodian confirmation and ABOR settlement.

Maker-Checker Workflow

A two-person segregation of duties control requiring that any action entered by one operator must be reviewed and approved by a second before it takes effect.

Operational Risk Management Securities

The identification and mitigation of risks from failed processes, human errors, technology failures, and external events that disrupt securities operations or cause financial loss.

Performance Book of Record

The PBOR — a position record that extends the IBOR with return attribution, risk analytics, and benchmark data, providing the authoritative basis for investment performance measurement and client reporting.

Position Management Securities

The real-time tracking of a firm's securities holdings across all accounts and custodians, updated as trades execute, settle, and corporate actions are applied.

Post-Trade Operations Software

Technology automating post-execution back-office workflows — trade capture, confirmation, settlement, reconciliation, position management, and regulatory compliance.

Reference Data Management

The governance and maintenance of static data that financial systems depend on — instrument identifiers, counterparty LEIs, and settlement rules — to process transactions correctly.

Settlement Finality DLT Blockchain

The point at which an on-chain transaction becomes irrevocable — a property of the consensus mechanism rather than a declaration by any central infrastructure operator.

Settlement Finality Securities

The irrevocable transfer of legal ownership in a securities transaction — achieved through deterministic, conditional, or probabilistic finality depending on the settlement rail.